Senior Compliance Officer, Permanent Job, Isle of Man
Senior compliance professional required to join a global advisory group, on the Isle of Man in a permanent capacity. As the Senior Compliance Officer you will act as Compliance Officer, Deputy Money Laundering Reporting Officer and Data Protection Officer.
Oversee licensing requirements and regulatory obligations (including reporting, applying for new business products, etc) for all licensed entities and individuals in the business in the Isle of Man, liaising with the regulators and other appropriate authorities as required.
Be a key part of the global Governance Services team, drafting and providing input on group compliance policies and procedures.
Form part of the global compliance team for the group.
File compliance returns with the relevant regulators.
Report to the boards of all regulated entities within the scope of the job responsibilities.
Act as Deputy MLRO for the Isle of Man's affected entities, taking receipt of and investigating internal suspicion reports and making the necessary external reports where appropriate.
Oversee group wide management information reporting of Client Due Diligence statistics.
Oversee key person requirements and applications.
Monitoring that client identification requirements as applicable are being complied with and that clients KYC files are maintained up to date.
Ensure that the businesses maintain appropriate written procedures to ensure compliance with applicable legislation, regulations and group policies, and to monitor adherence to such procedures.
Skills & Experience:
Significant experience in a Compliance role, ideally as a Compliance Officer.
Hold a relevant qualification in Compliance or Risk Management.
Have the ability to communicate effectively with staff, senior management and regulators.
Have confidence and persuasiveness, with the ability to motivate colleagues and support the embedding of a positive compliance and risk management culture.
Be numerate, with good attention to detail.
Be well organised, with the ability to work autonomously and deal with a busy workload.
Be prepared to get heavily involved in the day-to-day running of the compliance function for the designated offices.
Hours & Benefits:
Competitive salary and comprehensive benefits.
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