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Job Purpose:
Compliance Manager required to join an International Bank on a 3-6 month contract. The successful applicant will cover end to end independent compliance monitoring, from pre planning through to the closure of findings.

Key Responsibilities:
Compliance monitoring planning and execution
Keep comprehensive records of each of the monitoring stages
Compile qualitative monitoring reports for each review undertaken
Track and close out mitigation of findings
Maintain the Breaches & Complaints database and coordinate the Price Action Trading system
Conclude monthly analysis to be included in the requisite monthly and quarterly reports

Skills & Experience:
Relevant qualification within Compliance, Risk Management, Audit or Law is advantageous
Proven compliance experience within the financial services industry, preferably in Wealth, Private Clients & Trust Services
Compliance monitoring experience or equivalent i.e. Audit (Internal or External)

Hours & Benefits:
3 - 6 month Temporary Contract, Douglas Based. Hourly rate dependent upon experience.

Job Purpose:
Risk Manager required to join an expanding Financial Services Group, to assist in the delivery of an effective risk management framework.

Key Responsibilities:
Delivery of an effective Risk Management Framework across the Group
Lead a programme of Risk and Control Assessments across the Group
Manage and develop a framework of risk appetite measures, including key operational risk metrics
Support the Head of Risk and Compliance and other Senior Managers in discharging their duties under the Controlled Function and
Provide the Executive Risk Committee, Audit Risk and Compliance Committee, and subsidiary Boards with an objective evaluation of the adequacy and effectiveness of internal control and the risk management framework
Ongoing development of the Risk Management framework, designing, building and implementing robust tools for managing risk across the Group;
Actively identify control weaknesses and assist in the design, documentation and implementation of more robust controls;
Work actively and collaboratively with the business to ensure a consistent and integrated approach is applied to risk management
Monitor control enhancement activity to ensure complete and timely remedial action for control weaknesses
Manage an incidents and events framework, capturing errors, losses, and operational complaints

Skills & Experience:
Extensive experience in risk management and risk reporting
Hold a relevant professional risk/compliance qualification
Up to date working knowledge of international risk management methodologies
Excellent verbal and written communication skills
Experience presenting to senior management and internal committees

Hours & Benefits:
Competitive salary and comprehensive benefits

Job Purpose:
Experienced Internal Audit Manager, who holds or is working towards a recognised Internal Auditor qualification, is sought by a growing Financial Services Group to ensure the timely delivery of high quality assurance audit reports, providing independent and objective evaluation of the adequacy, effectiveness and quality of operational, risk management and governance internal control framework. Some travel to the UK may be required.

Key Responsibilities:
Leading the internal audits in the UK and Isle of Man, across all of the Group's companies
The timely delivery of high quality assurance audit reports on third party intermediaries and portfolios of businesses, in line with requirements established by the internal Credit and Audit Risk & Compliance Committees
Providing independent and objective evaluation of the adequacy, effectiveness and quality of operational, risk management and governance internal control framework

Skills & Experience:
Hold or working towards obtaining a recognised Internal Auditor qualification
Up to date knowledge of Internal audit and current regulations; experienced in leading internal audits and managing associated reporting
Ideally, experience of consumer retail finance or banking, with a good understanding of the Credit Consumer Act

Hours & Benefits:
9am - 5.30pm, competitive salary in line with experience and qualifications and plus benefits

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