A Compliance Executive is sought to join a Private Wealth Management company on a permanent basis. The successful candidate will support the compliance function and ensure client service excellence is delivered.
Ensure that compliance policies and procedures are written, approved, maintained and embedded in the business in liaison with the equivalent Senior Compliance Personnel in the UK, Jersey & Guernsey
Act as a point of referral for Isle of Man compliance matters
Assist with the collection of relevant compliance and AML/CFT related policies and procedures in conjunction with fellow senior compliance personnel
Maintain relevant regulatory registers and notifiable events
Assist with achieving strategic and commercial objectives ensuring they are met within legal, regulatory, governance and reputational standards
Skills & Experience:
Professional qualification such as MICA or similar is advantageous
Ability to work under pressure and meet deadlines with a high degree of accuracy
Good knowledge and understanding of IOM FSA, JFSC, FCA and PRA requirements
Pro active, considered and systematic approach in order to deliver accurate reviews of key business processes
Proven experience within the financial services sector
Hours & Benefits:
Full time hours (35 per week), permanent position. Highly competitive salary & benefits package.