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Senior Manager, Compliance Monitoring, Permanent Job, Isle of Man

There is an opportunity to join an international bank’s Compliance Monitoring department as its Senior Manager. You will develop, maintain and manage the implementation of the group’s compliance monitoring framework and ensure all legal entities are conducting business in accordance with relevant regulations.

The Role…

Your duties will include, but not be limited to:

  • Monitoring compliance reports to ensure sufficient and appropriate evidence is recorded and ensuring alignments with group compliance methodology
  • Reporting compliance risks to the Business Line Heads and providing recommendations on sustainable remediation programmes
  • Managing the annual risk-based compliance monitoring plan to provide innovative, relevant and pragmatic solutions that are focused on meeting the needs of stakeholders within a portfolio
  • Ensuring that monitoring reports, committee meeting submissions and the issue tracker are accurate, valid and supported by factual evidence
  • Contributing to the automation of Compliance Monitoring processes by working with the data analytics team to simplify the compliance monitoring and review processes
  • Perform effective portfolio management, maintaining relationships with key stakeholders and providing expert advice and guidance on the results of monitoring reviews
  • Influence the full adoption and application of data analytical techniques and tools (including but not limited to ACL, SAS, Excel, Power BI) to ensure full population or larger sample-based testing

About You…

Our client needs a highly competent professional to lead this team. In particular, you will need:

  • Considerable experience in compliance monitoring, auditing or risk management within a financial services organisation
  • Previous experience in the corporate and investment banking sector, particularly in personal and business banking
  • Relevant qualification in a legal or audit capacity, such as compliance management, banking and money laundering control
  • A relevant professional membership would be highly beneficial

The Reward…

  • Competitive salary and benefits package
  • Central Douglas location
  • Training and development opportunities
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