Business Assurance Executive, Permanent Job, Isle Of Man

Job Purpose:
Business Assurance Executive required to join a private wealth company on a permanent basis. The role holder will ensure all front office controls are operating effectively and will act as the first line of defence for the business

Key Responsibilities:
Conduct verification reviews of all regulated advice given in the business to measure the quality of advice and documentation given by advisors
Implement post investment advice procedures
Coordinate and monitor annual reviews for high risk accounts
Assist with management of audit issue resolution
Undertake sample checks of new business received
Assist with ongoing development and improvement of processes

Skills & Experience:
Minimum of a Level 4 investment qualification and experience in an investment manager position
Ideally be CeMAP qualified
Proven experience in banking
Member of an appropriate professional institute
Strong organisational and time management skills with excellent attention to detail

Hours & Benefits:
Full time core business hours - permanent position. Competitive salary & comprehensive benefits package

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