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Compliance Associate, Permanent, Isle of Man

The client is one of the worlds leading International Pensions providers, and operates through four entities in Malta, Gibraltar, the Isle of Man and United Kingdom. The company is currently seeking to employ a Compliance Associate in its Malta division, based on Island.

The Role...


Assisting in the day to day running of the compliance activities along with
Act as the point of contact to the Sales Department in setting up and reviewing Terms of Business with Introducers to ensure compliance on all regulatory matters
Undertaking compliance checks on customer on boarding
Conducting ongoing compliance monitoring according to the customer risk assessment
Reviewing and monitoring compliance with Malta Pensions Rules in particular due diligence requirements
Keeping abreast with public statements issued by global and local Regulatory bodies and provide impact analysis of any changes
Dealing with requests and enquiries received from Regulatory and law enforcement authorities
Participating in compliance projects including the development and implementation of compliance related policies and procedures and remediation work
Prepare and deliver training intra-company as necessary
Assist on data protection matters that may arise, including dealing and coordinating data subject access requests and ensure that that the regulatory time frames are respected

About you...


You need to have a solid understanding of Compliance principles, the preferred candidate will have
The ideal candidate will ideally have worked in the Financial Services Industry for at least 3 years
Knowledge in Regulatory Compliance and AML Legislation is required
Strong attention to detail
Strong research and analytical skills

The Reward...


A competitive remuneration and benefits package is on offer for this position
Generous study leave

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