Compliance Manager, Contract, Isle Of Man
Compliance Manager required to join an International Bank on a 3-6 month contract. The successful applicant will cover end to end independent compliance monitoring, from pre planning through to the closure of findings.
Compliance monitoring planning and execution
Keep comprehensive records of each of the monitoring stages
Compile qualitative monitoring reports for each review undertaken
Track and close out mitigation of findings
Maintain the Breaches & Complaints database and coordinate the Price Action Trading system
Conclude monthly analysis to be included in the requisite monthly and quarterly reports
Skills & Experience:
Relevant qualification within Compliance, Risk Management, Audit or Law is advantageous
Proven compliance experience within the financial services industry, preferably in Wealth, Private Clients & Trust Services
Compliance monitoring experience or equivalent i.e. Audit (Internal or External)
Hours & Benefits:
3 - 6 month Temporary Contract, Douglas Based. Hourly rate dependent upon experience.
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