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Business Unit Compliance Officer, Permanent, Isle of Man

We're working with a leading Life Assurance provider, who are recruiting for a Business Unit Compliance Officer on a permanent basis. With guidance from the Compliance Business Support Manager, you will provide the assigned business with expert advice and compliance monitoring to ensure ongoing compliance with regulatory requirements and also support regulatory projects as they arise.

The Role...


Your main responsibilities will include overseeing all of the following
Regulatory Compliance Advice and Oversight
Compliance Monitoring
Compliance Procedures/Policy Attestation
Conduct Risk Events/Regulatory Breaches
Financial Crime Management
Data Privacy Management and Governance

About You...


In depth knowledge working in the financial services industry together with expertise in relevant regulations and managing regulatory risks
Breadth of knowledge across multiple areas of regulation required (including FSA Requirements, Conduct Risk, Financial Crime and Data Protection)
Experience in managing and providing compliance oversight at a business level
Experience of compliance monitoring and undertaking compliance reviews with minimal supervision, including creating, getting approval for, and delivering regulatory plans
Recognised industry/professional qualification (e.g., Certificate/Diploma in Compliance, ICA, Financial Planning Certificate)

The Reward...


Highly competitive salary
Excellent benefits package, including group pension scheme, life insurance and health insurance, flexible hours, car parking
 

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PP9832
Competitive
Martin Cowan
Executive Recruitment Consultant
01624 665115
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