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Risk And Regulatory Compliance Officer, Permanent Job, Isle Of Man

Job Purpose:
Risk & Compliance professional required to join an Investment Group, as the Risk & Regulatory Compliance Officer, with responsibility for providing support and advice on the identification and management of regulatory compliance risks across the group companies.

Key Responsibilities:
Monitor and interpret regulation and legislation for compliance with legislation and regulation
Undertake Line 2 Assurance reviews to validate, assess and opine on the degree of compliance
Prepare and deliver training to staff and Directors on Anti-Money Laundering and other compliance related matters
Implement and oversee a consistent framework to ensure appropriate levels of awareness and control in safeguarding and upholding the reputation of the business
Proactively participate in Regulatory consultation to ensure the business is engaged in the process of shaping and influencing regulations and legislation
Support with managing the day-to-day relationship and correspondence with regulators
Prompt escalation and regulatory reporting where required
Ensure the Board and Risk committees feel sufficiently informed and that business practices are developed in line with good practice
Review of Risk Appetite Statements and reporting to the Board on the suitability of any proposed tolerances
Support with ensuring the Group operates within an appropriate and agreed risk management framework
Write accurate, clear and concise reports for Management and the Board
Make formal reports to law enforcement agencies
Personally support the Group Risk Director

Skills & Experience:
Significant and in-depth knowledge of the responsibilities of a Risk & Compliance Officer in an investment management of life assurance business
Hold a relevant professional qualification
Understanding of different categories of risk from a technical and operational prospective
Experience in a multijurisdictional environment

Hours & Benefits:
Competitive salary and comprehensive benefits

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PP7790
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