Are you an experienced compliance professional looking to take the next step in your career? Our client is seeking a dedicated Compliance Advisor to join their team and play a key role in supporting the regulatory and compliance functions.
The Role
In this exciting role, you will provide compliance support and fulfil key regulatory duties
About You
You will be a proactive compliance professional with a deep understanding of regulatory frameworks and an eye for detail.
The Reward
This is your chance to join a company where compliance plays a pivotal role in driving success.
The Role
In this exciting role, you will provide compliance support and fulfil key regulatory duties
- Ensure compliance with regulatory requirements, acting as MLRO and DMLRO for various entities
- Support the implementation of compliance policies, including monitoring and maintaining relevant registers
- Analyse new legislation and engage with the business to ensure effective regulatory changes
- Oversee internal disclosures, ensuring timely and accurate reporting to the relevant authorities
- Provide advice and consultancy on regulatory matters to support business operations
- Manage regulatory visits, deliver compliance training, and promote risk awareness within the business
- Oversee complaints management, including FOS complaints and preparing reports for the Conduct Committee
About You
You will be a proactive compliance professional with a deep understanding of regulatory frameworks and an eye for detail.
- Hold a relevant professional qualification or demonstrate relevant industry experience (Compliance/Risk/Internal Audit/Legal)
- Experience in a compliance role
- Strong working knowledge of FSA Rules, AML rules, and related guidelines
- Excellent verbal and written communication skills, with the ability to advise in a one-on-one capacity
- Systematic approach to work with the ability to work independently and meet deadlines
The Reward
- Opportunity to work in a dynamic and collaborative environment
- Competitive salary and benefits package
- Professional development and career growth within the organisation
- Be part of a team that values compliance, risk management, and regulatory excellence
This is your chance to join a company where compliance plays a pivotal role in driving success.