Are you an experienced compliance professional looking for your next challenge? A leading independent provider of corporate, private client and retirement planning services is seeking a Senior Compliance Officer, MLRO and DPO to join their team and play a key role in ensuring regulatory excellence and data protection compliance
The Role
This is an exciting opportunity to lead compliance operations and drive best practices within a highly regulated environment
About You
You are a compliance expert with a strong background in regulatory frameworks and risk management
The Reward
The Role
This is an exciting opportunity to lead compliance operations and drive best practices within a highly regulated environment
- Assist with managing the Compliance Department alongside the Head of Compliance
- Ensure adherence to all regulatory and legislative requirements
- Conduct client risk assessments and monitor compliance in key risk areas
- Act as MLRO, assessing and reporting suspicious activities to the FIU
- Fulfil Data Protection Officer responsibilities, ensuring compliance with data protection legislation
- Report regularly to the board of directors
About You
You are a compliance expert with a strong background in regulatory frameworks and risk management
- Experience in a senior compliance role, ideally as an MLRO
- Strong knowledge of regulatory and AML requirements
- Experience in data protection compliance
- Relevant qualification such as ICA Diploma in AML is desirable
The Reward
- Competitive salary based on experience and qualifications
- Opportunities for professional development and career progression
- Support for further qualifications and training